Control and record AI use
in line with Korean financial security guidelines
Syncgate pseudonymizes personal (credit) information before sending it to a model, allows only approved models, and records every decision and administrator action in a sealed audit log. Where network separation is required, it is installed on an air-gapped network and connects only to in-house models.
Key points financial institutions check
and the features that address them
Personal (credit) information detection and pseudonymization
Detects 13 data types, including resident registration numbers, account numbers, card numbers and driver's license numbers, in input and output, and blocks or masks them. Only pseudonyms are sent to the model, and the original values are restored when the answer is shown to the user. It can also warn at the input stage and ask the user to record a reason.
FSC guideline check 7 · FSS AI RMF privacy · NIS guidebook M13GuardrailsLayered defense against prompt injection and jailbreaks
On top of blocked-word and regular-expression rules, a guardrail model that judges each sentence in its context runs a second check. With “Pause after repeated violations” turned on, a user is warned after 5 violations and blocked for 30 minutes after 10. These defaults match the compliance example in the guidelines.
FSC guideline checks 6, 9 · NIS guidebook M13, M15GuardrailsApproved models only
Users and company systems do not call models directly. Their requests are sent through the gateway. Only providers and models an administrator has approved are allowed, per group or per user, and request and token limits are set for each user. On an air-gapped network, only self-hosted models are used.
NIS guidebook M17 · FSC guideline check 12 · N2SF Model 2Model gatewayLog retention and tamper evidence
Records requests, guardrail decisions and administrator activity. The audit log is kept indefinitely by default, checked for tampering with a hash chain, and sent to your SIEM over syslog in real time.
National Cybersecurity Basic Guidelines Art. 55 · NIS guidebook M09 · Compensating controls for financial network separationAdministration and auditMFA, least privilege and human approval
SSO, SCIM and two-step verification with TOTP or passkeys are supported, and least privilege is applied per group. Two-step verification can be made mandatory for administrators. Tools that change external systems run only after human approval, and the chat input shows the security warning your organization sets.
FSC guideline check 24 · National Cybersecurity Basic Guidelines Art. 76 · NIS guidebook M05 · M30 · A-M12Permissions and share reviewVerified air-gapped installation
On a network with external internet access blocked, we verified installation, first-account sign-in, connecting an in-house model, document upload and indexing, search and chat. You need only the installation image files, a license file and the address of your in-house model.
Installation and operationsSensitive data is protected
before it reaches the model
Rule-based detection, AI evaluation and prompt injection detection inspect every input and output. Depending on policy, data is blocked or pseudonymized, and every verdict is recorded in the guardrail logs.
Where checks run
Detection runs on every request at each enforcement point. Hover over or select an item in the diagram to see its decision.
Sample
13 enforcement points
Questions financial institutions often ask
Is customer information sent to the model as is?
Guardrails can prevent that. They detect 13 types of personal (credit) information and either block them or replace them with pseudonyms before the request is sent to the model. Personal data columns in databases are masked by column policies.
Can it be used where network separation is required?
Yes. Install it on an air-gapped network and connect only in-house models. Everything from installation to chat has been verified in an environment with no internet connection.
Can the results be used for audits?
The audit log and conversation logs show who requested which task and what the result was, and completion checks recompute the figures in the result files to confirm them. The results themselves are drafts, however, and the final decision rests with the person in charge.
Related pages
Examples of work done with each harness templateSee workflow demos
See it with
your own documents
In a consultation, we connect a few of your documents so you can check the answer quality for yourself. Send us your questions and our team will get back to you.

